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SME IPO

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Overview

Small and Medium Enterprises (SMEs) are the backbone of economic growth and innovation. Accessing capital through an Initial Public Offering (IPO) on the SME platform provides businesses with opportunities to scale operations, enhance market visibility, and strengthen financial stability. Our expertise lies in guiding SMEs through the intricacies of this transformative journey, ensuring compliance with regulatory frameworks and alignment with strategic goals.

How can we help?

We provide end-to-end support tailored to your business needs, including:

  • Strategic Advisory
  • Crafting a roadmap for IPO readiness, including valuation and fundraising strategies.

  • Documentation & Compliance
  • Preparation and review of offer documents, listing agreements, and disclosures.

  • Due Diligence
  • Conducting thorough legal, financial, and operational due diligence to ensure transparency and investor confidence.

  • Investor Relations
  • Assisting in creating impactful presentations and managing communications with potential investors.

  • Regulatory Approvals
  • Coordinating with stock exchanges, SEBI, and other regulatory bodies for timely approvals.

Implementation Planning

A systematic approach ensures a smooth transition from a private entity to a publicly listed company:

  • Assessment of Eligibility
  • Reviewing the company’s financial and operational framework for SME listing.

  • IPO Planning & Structuring
  • Determining the offer size, pricing, and shareholder dilution strategies.

  • Team Coordination
  • Collaborating with underwriters, legal advisors, auditors, and merchant bankers to streamline the IPO process.

  • Pre-IPO Restructuring
  • Addressing shareholding patterns, corporate governance practices, and capital structuring.

Post-Implementation Support

Our assistance continues beyond the IPO process to ensure long-term success:

  • Compliance Management
  • Monitoring adherence to post-listing obligations, including timely filings and reporting.

  • Corporate Governance
  • Strengthening governance practices to build trust with stakeholders.

  • Market Engagement
  • Supporting shareholder communication, investor relations, and market performance reviews.

  • Growth Advisory
  • Advising on future fundraising, mergers, acquisitions, and diversification opportunities.

Regulations or Laws

We ensure compliance with all relevant regulations and guidelines, including:

  • SEBI (Issue of Capital and Disclosure Requirements) Regulations, 2018
  • Governing the SME-IPO process and disclosures.

  • Companies Act, 2013
  • Provisions related to public offerings and corporate governance.

  • Income Tax Act, 1961
  • Tax benefits and implications associated with public listing.

  • Securities Contracts (Regulation) Rules, 1957
  • Compliance for listing and trading on stock exchanges.

  • Stock Exchange Requirements
  • Specific criteria and norms for listing on the SME platforms of BSE and NSE.

Get In Touch With Us Today