Compliance (ROC / MCA )
Service Description
Our ROC / MCA Compliance services assist companies in meeting statutory filing, disclosure, and governance requirements under the Companies Act and applicable regulations. We support organizations in maintaining timely and accurate compliance, managing regulatory changes, and reducing exposure to penalties and non-compliance risks.
Why Choose Taxpert Professionals?
ROC & MCA Compliance Expertise
Access qualified professionals with deep experience in ROC, MCA, and Companies Act compliance across entity types.
End-to-End ROC & MCA Filings
Comprehensive support covering routine, event-based, and annual filings with accuracy and timeliness.
Strong Regulatory & Governance Focus
Proactive monitoring of statutory requirements to ensure compliance with evolving corporate regulations.
Risk & Penalty Mitigation Approach
Early identification and resolution of compliance gaps to minimize penalties, defaults, and regulatory exposure.
Clear Documentation & Reporting
Structured documentation and compliance tracking to support audits, due diligence, and regulatory reviews.
Flexible Engagement Model
Flexible compliance support aligned with business size, complexity, and transaction activity.
Our Services
Service Description:
We manage annual ROC filings to ensure timely and accurate compliance with statutory requirements under the Companies Act. Our services help companies meet filing obligations while minimizing compliance risks and penalties.
Key Inclusions:
AOC-4 filing
MGT-7 / MGT-7A filing
Annual compliance review
Due date monitoring
FAQs:
What happens if annual ROC filings are delayed?
Delays attract additional fees, statutory penalties, and increased regulatory scrutiny.
Do you review financials before filing?
Yes, filings are reviewed for accuracy and consistency prior to submission.
Service Description:
We provide compliance support for corporate events requiring mandatory filings with the ROC. Our team ensures filings are completed accurately within prescribed statutory timelines.
Key Inclusions:
Director & KMP changes
Share allotment filings
Registered office changes
Corporate approvals
FAQs:
Which corporate events require ROC filings?
Director changes, share issuances, and registered office changes require filings.
Are timelines critical for event-based filings?
Yes, delays may result in penalties and non-compliance exposure.
Service Description:
We assist directors and key managerial personnel in meeting statutory compliance and disclosure requirements. Our services help ensure DIN validity and continuous regulatory compliance.
Key Inclusions:
DIR-3 KYC filing
DIN compliance support
Statutory disclosures
Compliance tracking
FAQs:
Is DIR-3 KYC mandatory every year?
Yes, annual DIR-3 KYC is mandatory to keep the DIN active.
What happens if DIN is deactivated?
Deactivation restricts statutory filings until reactivation is completed.
Service Description:
We support companies in maintaining statutory registers and corporate records as required under the Companies Act. Our approach ensures accurate governance documentation and audit readiness.
Key Inclusions:
Statutory registers
Board & shareholder minutes
Corporate resolutions
Governance records
FAQs:
Are statutory registers mandatory for all companies?
Yes, statutory registers are mandatory irrespective of company size.
Can statutory records be maintained electronically?
Yes, electronic maintenance is permitted under prescribed conditions.
Service Description:
We assist eligible companies with preparation and filing of XBRL-based financial statements. Our services ensure accuracy, validation, and compliance with MCA requirements.
Key Inclusions:
XBRL preparation
AOC-4 XBRL filing
Validation & tagging
Error resolution
FAQs:
Specified classes of companies based on regulatory criteria must file in XBRL.
Specified classes of companies based on regulatory criteria must file in XBRL.
Can XBRL filing errors be corrected?
Yes, errors can be validated and corrected through revised filings.
Service Description:
We assist companies in handling ROC notices, penalties, and adjudication proceedings. Our support focuses on regulatory response, risk mitigation, and resolution of defaults.
Key Inclusions:
Default assessment
Notice response drafting
Compounding applications
Authority liaison
FAQs:
Can ROC penalties be reduced or compounded?
In certain cases, penalties may be compounded or mitigated under law.
Do you represent companies before ROC authorities?
Yes, we assist with submissions and representation during proceedings.
